Financial Adviser
· DALBY, QLD
Malcolm Alexander Smith
No disciplinary history on record with ASIC
DALBY,
QLD
33
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000250799
Practice
Dalby, QLD (practice address on ASIC register)
Licensed through Capstone Financial Planning
About Malcolm Alexander Smith
Malcolm Alexander Smith is a financial adviser based in Dalby, Queensland, with 33 years of experience in the financial services industry since 1993. Malcolm works at Bmo Financial Solutions, which is licensed through Capstone Financial Planning. Malcolm holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Malcolm's qualifications include a Margin Lending and Geared Investments from Kaplan Professional. Malcolm is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2011
Margin Lending and Geared Investments
Kaplan Professional
2015
Self Managed Superannuation Funds
Mentor Education
2018
Fellow Chartered Financial Practitioner (FChFP)
Association of Financial Advisers
2020
Accredited Listed Product Adviser Program
Kaplan Professional
2023
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional
Registration History
One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
JIGSAW SUPPORT SERVICES PTY LIMITED
Source: ASIC Financial Advisers Register