Financial Adviser · BRISBANE, QLD

Alexander James Brown

BRISBANE, QLD
22 Years experience
ASIC Registered · ADV 000277822
Licensee
Sydney, NSW (licence address on ASIC register)

About Alexander James Brown

Alexander James Brown is a financial adviser based in Brisbane, Queensland, with 22 years of experience in the financial services industry since 2004. Alexander works at Shadforth Financial Group, which is licensed through Shadforth Financial Group Limited. Alexander holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments. Alexander's qualifications include a Bachelor of Business from University of Southern Queensland (USQ). Alexander is a member of CPA Australia (CPA).

Authorised to Advise On

Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products

Restrictions: Can provide advice in Superannuation except for Self-Managed Superannuation funds. Securities: advice is limited to approved model portfolios only.

Qualifications and Training

1997
Bachelor of Business
University of Southern Queensland (USQ)
2003
Graduate Diploma of Financial Planning
Securities Institute of Australia
2025
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education Pty Ltd

Registration History

Nov 2018 - Present Current
Can provide advice in Superannuation except for Self-Managed Superannuation funds. Securities: advice is limited to approved model portfolios only.
Aug 2016 - Jan 2018 Ceased
Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Nov 2015 - Mar 2016 Ceased
One off licenseeapproval isrequired for allMDA servicesand productswhich are eithernot on theapprovedproduct list orDerivatives.

Source: ASIC Financial Advisers Register