Financial Adviser
Nicholas James Leopold Shiroi
No disciplinary history on record with ASIC
15
Years experience
ASIC Registered · ADV 001268784
About Nicholas James Leopold Shiroi
Nicholas James Leopold Shiroi is a financial adviser based in Fig Tree Pocket, Queensland, with 15 years of experience in the financial services industry since 2011. Nicholas is currently authorised under Shenton. Nicholas holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments. Nicholas's qualifications include a FNS1815 Diploma of Financial Services from Financial Educational Professionals. Nicholas is a member of Hong Kong Insurance Authority - Technical Representative (Broker) IA3702.
Authorised to Advise On
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Government Bonds
Qualifications and Training
2003
BUSINESS WITH FINANCE BA (Honours)
PLYMOUTH BUSINESS SCHOOL - UK
2011
Award in Financial Planning
Chartered Insurance Institute - UK
2016
Insurance Intermediaries: Principles & Practices, Long Term Insurance, Investment Linked Insurance
PEAK-Vocational Training Council - Hong Kong
2018
FNS1815 Diploma of Financial Services
Financial Educational Professionals
2018
Financial Services, Regulation and Ethics
LONDON INSTITUTE OF BANK AND FINANCE - UK
2019
LIBF Level 4 Diploma for Financial Advisers
LONDON INSTITUTE OF BANK AND FINANCE - UK
2019
LIBF Level 6 Pension Transfers
LONDON INSTITUTE OF BANK AND FINANCE - UK
2021
FASEA Financial Adviser (Ethics) Exam
Australian Council for Educational Research (ACER)
2023
LIBF Managed Investments
LONDON INSTITUTE OF BANK AND FINANCE - UK